The Investment Advisory Firm
Description:
For the Financial Professional, (or firm), who manages client assets for a fee, with or without the need to provide additional investment options to their clients in a traditional commission environment. Prospera has solutions and services available for advisors who own their own RIA, as well as those advisors who wish to practice under Prospera's RIA.
Services Provided:
- Industry-leading expertise and support;
- Clearing and Custodial Services;
- Variety of Fee-Based Investment Options;
- Variety of Annuity Products (requires licensing);
- Individual Money Manager Review Process;
- Leading Edge Planning Tools;
- Comprehensive Platform;
- Fee Billing Administration Systems;
- System Integrated Contact Management;
- Full Package of Market Data at Your Fingertips;
- Marketing Materials, Including Client Letters, Ghostwritten Articles, and Media Advertisements;
- Access to a Full Menu of Commission Based Products (requires licensing).
Clearing Platform:
First Clearing, LLC, a wholly owned subsidiary of Wachovia Corporation.
Requirements:
Assets must be held in custody at First Clearing, LLC.
